Divisions & Departments
Organizational structure and departmental mandates
The OCC operates through five primary divisions and departments, each with specialized mandates and operational authority. These organizational units work in concert to fulfill the commission's comprehensive oversight, enforcement, compliance, and governance responsibilities.
Enforcement Division
Director: Victoria T. Anderson
The Enforcement Division is responsible for conducting formal enforcement actions against corporate entities in violation of regulatory standards. The division develops enforcement strategies, prosecutes violations, and implements sanctions.
Key Functions
- • Initiate and conduct formal enforcement proceedings
- • Develop enforcement policies and procedures
- • Prosecute violations and violations of regulatory directives
- • Implement sanctions and corrective measures
- • Manage administrative hearings and appeals
Compliance & Regulatory Affairs
Director: William R. Foster
The Compliance & Regulatory Affairs Division develops, interprets, and communicates regulatory frameworks to enable corporate entities to meet their obligations. This division provides guidance, technical assistance, and compliance resources.
Key Functions
- • Develop and revise regulatory frameworks and guidelines
- • Provide compliance guidance and technical assistance
- • Conduct compliance assessments and audits
- • Manage stakeholder engagement and outreach programs
- • Monitor emerging regulatory issues and trends
Investigations & Audits
Director: Sarah J. Martinez
The Investigations & Audits Division conducts comprehensive investigations into alleged violations and performs systematic audits of corporate operations. This division gathers evidence, analyzes compliance, and prepares findings for enforcement action.
Key Functions
- • Conduct formal investigations into alleged violations
- • Perform systematic compliance audits
- • Gather and analyze evidence and documentation
- • Prepare investigative reports and findings
- • Coordinate with enforcement proceedings
Policy & Governance
Director: Michael P. Sullivan
The Policy & Governance Division develops institutional policy, manages governance documentation, and ensures the OCC operates with transparency and accountability. This division also manages strategic planning and operational procedures.
Key Functions
- • Develop institutional policies and procedures
- • Manage governance documentation and records
- • Coordinate strategic planning initiatives
- • Ensure institutional transparency and accountability
- • Manage budget and resource allocation
Public Affairs / Communications
Director: Elizabeth H. Brooks
The Public Affairs & Communications Division manages public disclosures, press releases, and communications to ensure the OCC maintains transparent and effective engagement with the public, media, and corporate stakeholders.
Key Functions
- • Manage press releases and media relations
- • Develop public communications and announcements
- • Coordinate public engagement initiatives
- • Maintain website and digital communications
- • Manage institutional brand and messaging
Contact Our Divisions
For inquiries related to specific divisions or departments, please visit our contact page to find the appropriate office and contact information.
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